4/A//SEC Filing
HUGHES CATHERINE L 4/A
Accession 0001106637-23-000003
CIK 0001041657other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 8:53 PM ET
Size
10.3 KB
Accession
0001106637-23-000003
Insider Transaction Report
Form 4/AAmended
URBAN ONE, INC.UONE/UONEK
HUGHES CATHERINE L
DirectorChairperson and Secretary10% Owner
Transactions
- Award
Class D Common Stock
2023-02-06+165,883→ 4,697,088 total - Tax Payment
Class D Common Stock
2023-02-06$5.15/sh−55,008$283,291→ 4,642,080 total - Award
Stock Option (Class D)
2023-02-06+101,272→ 1,365,311 totalExercise: $5.15From: 2023-02-06Exp: 2033-02-06→ Class D Common Stock (101,272 underlying)
Footnotes (5)
- [F1]This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation method in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 6,144 shares and option ownership by 3,751 options to purchase Class D shares.
- [F2]Award vested immediately upon pricing.
- [F3]Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)
- [F4](continued from previous footnote) (6) 825,938 shares of Class D common stock held by the Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) and (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D Common Stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.
- [F5]The reporting person also holds 281,250 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.
Documents
Issuer
URBAN ONE, INC.
CIK 0001041657
Entity typeother
Related Parties
1- filerCIK 0001106637
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 8:53 PM ET
- Size
- 10.3 KB