Home/Filings/4/0001107389-05-000059
4//SEC Filing

ARCHIPELAGO HOLDINGS INC 4

Accession 0001107389-05-000059

CIK 0001107389operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 2:18 PM ET

Size

10.4 KB

Accession

0001107389-05-000059

Insider Transaction Report

Form 4
Period: 2005-09-30
Haller Tom
Executive Managing Director
Transactions
  • Award

    Restricted Stock Units

    2005-09-30+1,4121,412 total
    Exercise: $0.00Common Stock
Footnotes (4)
  • [F1]Granted under the Archipelago Holdings, Inc. 2004 Stock Incentive Plan.
  • [F2]Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.
  • [F3]The number of RSUs awarded to the Reporting Person was determined by dividing the sum of the total dollar value of compensation granted to the Reporting Person by $39.85 (the closing price of the issuer's common stock on the Arca Exchange on September 30, 2005) and rounding to the next whole number.
  • [F4]The RSUs are service-based and will vest on in four installments, each occurring on the anniversary of the date of grant (beginning on the first anniversary), in the amount of 10%, 20%, 30% and 40% respectively, subject to the Reporting Person's continued employment with the Company. Generally, unvested units will be cancelled upon the Reporting Person's resignation from or other termination of employment with the Company.

Issuer

ARCHIPELAGO HOLDINGS INC

CIK 0001107389

Entity typeoperating

Related Parties

1
  • filerCIK 0001107389

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 2:18 PM ET
Size
10.4 KB