4//SEC Filing
HELLMAN PETER S 4
Accession 0001107468-21-000002
CIK 0000010456other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 6:55 PM ET
Size
22.7 KB
Accession
0001107468-21-000002
Insider Transaction Report
Form 4
HELLMAN PETER S
Director
Transactions
- Exercise/Conversion
Common Stock, $1 par value
2021-04-05$31.26/sh+4,990$155,987→ 30,389 total - Gift
Stock Option (Right to Buy)
2021-01-06−5,293→ 0 totalExercise: $88.74Exp: 2030-05-03→ Common Stock, $1 par value (5,293 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2021-04-05−4,990→ 0 totalExercise: $31.26From: 2012-05-08Exp: 2021-05-03→ Common Stock, $1 par value (4,990 underlying) - Sale
Common Stock, $1 par value
2021-04-05$84.56/sh−4,990$421,954→ 25,399 total - Gift
Stock Option (Right to Buy)
2021-01-06−6,437→ 0 totalExercise: $69.45Exp: 2028-05-08→ Common Stock, $1 par value (6,437 underlying) - Gift
Stock Option (Right to Buy)
2021-01-06−6,138→ 0 totalExercise: $76.69Exp: 2029-05-07→ Common Stock, $1 par value (6,138 underlying) - Gift
Stock Option (Right to Buy)
2021-01-06+6,437→ 6,437 total(indirect: By Trust)Exercise: $69.45Exp: 2028-05-08→ Common Stock, $1 par value (6,437 underlying) - Gift
Stock Option (Right to Buy)
2021-01-06+6,138→ 6,138 total(indirect: By Trust)Exercise: $76.69Exp: 2029-05-07→ Common Stock, $1 par value (6,138 underlying) - Gift
Stock Option (Right to Buy)
2021-01-06+5,293→ 5,293 total(indirect: By Trust)Exercise: $88.74Exp: 2030-05-03→ Common Stock, $1 par value (5,293 underlying)
Holdings
- 560(indirect: By Spouse)
Common Stock, $1 par value
Footnotes (6)
- [F1]Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family.
- [F2]The options are granted 05/08/2018, are fully vested, subject to the terms and conditions of the applicable grant.
- [F3]The options graned 05/07/2019, are fully vested, subject to the terms and conditions of the applicable grant.
- [F4]The options granted 05/05/2020, are fully vested, subject to the terms and conditions of the applicable grant.
- [F5]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by BII to Mr. Hellman.
- [F6]Price reflects weighted average sales price. Range of prices for transactions are $84.34 through $84.75. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.
Documents
Issuer
BAXTER INTERNATIONAL INC
CIK 0000010456
Entity typeother
IncorporatedOH
Related Parties
1- filerCIK 0001107468
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 6:55 PM ET
- Size
- 22.7 KB