PADILLA EDWARD JR 4
4 · PNM RESOURCES INC · Filed Sep 9, 2004
Insider Transaction Report
Form 4
PADILLA EDWARD JR
SR VP, CUST & DEL SRV
Transactions
- Sale
COMMON STOCK
2004-09-09$21.63/sh−8,319$179,940→ 5,474 total - Exercise/Conversion
STOCK OPTIONS
2004-09-08$21.63/sh−8,319$179,940→ 165,428 totalExercise: $8.67From: 1996-06-30Exp: 2004-12-31→ COMMON STOCK (8,319 underlying) - Exercise/Conversion
COMMON STOCK
2004-09-08$8.67/sh+8,319$72,098→ 13,793 total - Award
PHANTOM STOCK UNITS
2004-09-08+25→ 965 total→ COMMON STOCK (25 underlying)
Footnotes (5)
- [F1]THE SECURITY CONVERTS TO COMMON STOCK ON A ONE FOR ONE BASIS.
- [F2]THE PHANTOM STOCK UNITS WERE ACQUIRED UNDER THE PNM RESOURCES, INC., EXECUTIVE SAVINGS PLAN AND WILL BE SETTLED UPON THE REPORTING PERSON'S RETIREMENT OR OTHER TERMINATION OF SERVICE.
- [F3]TOTAL INCLUDES 1,466 SHARES ACQUIRED UNDER PNM RESOURCES, INC., 401(K) PLAN. INFORMATION IS BASED ON A REPORT DATED 08/31/04.
- [F4]ON JUNE 11, 2004, THE COMMON STOCK OF PNM RESOURCES, INC., SPLIT 3-FOR-2, RESULTING IN THE REPORTING PERSON'S ACQUISITION OF 1,158 ADDITIONAL SHARES OF COMMON STOCK, AND IS INCLUDED IN THE TOTAL.
- [F5]ON JUNE 11, 2004, THE COMMON STOCK OF PNM RESOURCES, INC., SPLIT 3-FOR-2, RESULTING IN THE REPORTING PERSON'S ACQUISITION OF 6,402 ADDITIONAL STOCK OPTIONS, AND IS INCLUDED IN THE TOTAL.