Home/Filings/4/0001108426-13-000075
4//SEC Filing

Nordhaus Robert R 4

Accession 0001108426-13-000075

CIK 0001108426other

Filed

May 9, 8:00 PM ET

Accepted

May 10, 4:22 PM ET

Size

7.9 KB

Accession

0001108426-13-000075

Insider Transaction Report

Form 4
Period: 2013-05-09
Transactions
  • Award

    Restricted Stock Rights

    2013-05-09+2,8509,557 total
    Common Stock (2,850 underlying)
Holdings
  • Stock Options

    Common Stock (3,050 underlying)
    3,050
  • Common Stock

    8,573
Footnotes (6)
  • [F1]Based on the closing price on the date of the grant.
  • [F2]The options vest in three equal annual installments from grant date of issuance.
  • [F3]The options expire 10 years from grant date.
  • [F4]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F5]The restricted stock units vest in three equal annual installments beginning May 9, 2014. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
  • [F6]Includes 6,707 shares covered by unvested restricted stock rights that were previously reported in Table I.

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeother

Related Parties

1
  • filerCIK 0001413000

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 4:22 PM ET
Size
7.9 KB