PNM RESOURCES INC 4
4 · PNM RESOURCES INC · Filed Oct 21, 2013
Insider Transaction Report
Form 4
REITZ BONNIE S
Director
Transactions
- Sale
Common Stock
2013-08-08$23.91/sh−1,000$23,910→ 8,733 total
Holdings
- 10,983
Stock Options
→ Common Stock (10,983 underlying) - 6,047
Restricted Stock Rights
→ Common Stock (6,047 underlying)
Footnotes (6)
- [F1]Due to an inadvertent delay in information provided to the issuer, this transaction is being reported late. Although this report is being filed during a Company blackout period, the transaction itself occurred during an open trading period.
- [F2]Based on the closing price on the date of the grant.
- [F3]The options vest in three equal annual installments from grant date of issuance.
- [F4]The options expire 10 years from grant date.
- [F5]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- [F6]The restricted stock units vest in three equal annual installments from grant date of issuance. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).