Home/Filings/4/0001108426-13-000125
4//SEC Filing

PNM RESOURCES INC 4

Accession 0001108426-13-000125

$TXNMCIK 0001108426operating

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 12:08 PM ET

Size

7.9 KB

Accession

0001108426-13-000125

Insider Transaction Report

Form 4
Period: 2013-08-08
Transactions
  • Sale

    Common Stock

    2013-08-08$23.91/sh1,000$23,9108,733 total
Holdings
  • Stock Options

    Common Stock (10,983 underlying)
    10,983
  • Restricted Stock Rights

    Common Stock (6,047 underlying)
    6,047
Footnotes (6)
  • [F1]Due to an inadvertent delay in information provided to the issuer, this transaction is being reported late. Although this report is being filed during a Company blackout period, the transaction itself occurred during an open trading period.
  • [F2]Based on the closing price on the date of the grant.
  • [F3]The options vest in three equal annual installments from grant date of issuance.
  • [F4]The options expire 10 years from grant date.
  • [F5]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F6]The restricted stock units vest in three equal annual installments from grant date of issuance. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeoperating
IncorporatedNM

Related Parties

1
  • filerCIK 0001108426

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 12:08 PM ET
Size
7.9 KB