Home/Filings/4/0001108426-14-000037
4//SEC Filing

PNM RESOURCES INC 4

Accession 0001108426-14-000037

$TXNMCIK 0001108426operating

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 1:24 PM ET

Size

16.0 KB

Accession

0001108426-14-000037

Insider Transaction Report

Form 4
Period: 2014-03-05
Transactions
  • Exercise/Conversion

    Common Stock

    2014-03-05$12.71/sh+333$4,2327,066 total
  • Sale

    Common Stock

    2014-03-05$26.08/sh333$8,6856,733 total
  • Exercise/Conversion

    Common Stock

    2014-03-05$19.13/sh+7,500$143,50014,233 total
  • Sale

    Common Stock

    2014-03-05$26.08/sh7,500$195,6006,733 total
  • Sale

    Common Stock

    2014-03-05$26.22/sh1,200$31,4645,533 total
  • Exercise/Conversion

    Stock Options

    2014-03-0533310,650 total
    Common Stock (333 underlying)
  • Exercise/Conversion

    Stock Options

    2014-03-057,5003,150 total
    Common Stock (7,500 underlying)
Holdings
  • Restricted Stock Rights

    Common Stock (6,047 underlying)
    6,047
Footnotes (6)
  • [F1]Based on the closing price on the date of the grant.
  • [F2]Reflects the sale of stock.
  • [F3]The options vest in three equal annual installments from grant date.
  • [F4]The options expire 10 years from grant date.
  • [F5]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F6]The restricted stock units vest in three equal annual installments from grant date. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Issuer

PNM RESOURCES INC

CIK 0001108426

Entity typeoperating
IncorporatedNM

Related Parties

1
  • filerCIK 0001108426

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 1:24 PM ET
Size
16.0 KB