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4//SEC Filing

PNM RESOURCES INC 4

Accession 0001108426-14-000039

$TXNMCIK 0001108426operating
View on SEC.govCompany Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 1:25 PM ET

Size

24.1 KB

Accession

0001108426-14-000039

Insider Transaction Report

Form 4
Period: 2014-03-05
PNM RESOURCES INCPNM
ARCHULETA ADELMO E
Director
Transactions
  • Sale

    Common Stock

    2014-03-05$26.23/sh−1,000$26,230→ 20,592.991 total
  • Exercise/Conversion

    Stock Options

    2014-03-05−1,000→ 4,150 total
    → Common Stock (1,000 underlying)
  • Exercise/Conversion

    Common Stock

    2014-03-05$19.13/sh+7,500$143,500→ 28,092.991 total
  • Sale

    Common Stock

    2014-03-05$26.23/sh−1,050$27,542→ 20,592.991 total
  • Sale

    Common Stock

    2014-03-05$26.23/sh−1,000$26,230→ 20,592.991 total
  • Exercise/Conversion

    Stock Options

    2014-03-05−1,050→ 5,150 total
    → Common Stock (1,050 underlying)
  • Exercise/Conversion

    Stock Options

    2014-03-05−1,000→ 3,150 total
    → Common Stock (1,000 underlying)
  • Sale

    Common Stock

    2014-03-05$26.23/sh−7,500$196,725→ 20,592.991 total
  • Exercise/Conversion

    Common Stock

    2014-03-05$14.65/sh+1,050$15,383→ 21,642.991 total
  • Exercise/Conversion

    Common Stock

    2014-03-05$9.43/sh+1,000$9,430→ 21,592.991 total
  • Exercise/Conversion

    Common Stock

    2014-03-05$12.71/sh+1,000$12,710→ 21,592.991 total
  • Exercise/Conversion

    Stock Options

    2014-03-05−7,500→ 6,200 total
    → Common Stock (7,500 underlying)
Holdings

  • Restricted Stock Rights

    → Common Stock (6,047 underlying)
    6,047
Footnotes (5)
  • [F1]Based on the closing price on the date of the grant.
  • [F2]The options vest in three equal annual installments from grant date.
  • [F3]The options expire 10 years from grant date.
  • [F4]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  • [F5]The restricted stock units vest in three equal annual installments from grant date. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Documents

1 file

Issuer

PNM RESOURCES INC

CIK 0001108426

→
Entity typeoperating
IncorporatedNM

Related Parties

1
  • filerCIK 0001108426

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 1:25 PM ET
Size
24.1 KB
View on SEC.gov