PNM RESOURCES INC 4
4 · PNM RESOURCES INC · Filed Mar 7, 2014
Insider Transaction Report
Form 4
ARCHULETA ADELMO E
Director
Transactions
- Sale
Common Stock
2014-03-05$26.23/sh−1,000$26,230→ 20,592.991 total - Exercise/Conversion
Stock Options
2014-03-05−1,000→ 4,150 total→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2014-03-05$19.13/sh+7,500$143,500→ 28,092.991 total - Sale
Common Stock
2014-03-05$26.23/sh−1,050$27,542→ 20,592.991 total - Sale
Common Stock
2014-03-05$26.23/sh−1,000$26,230→ 20,592.991 total - Exercise/Conversion
Stock Options
2014-03-05−1,050→ 5,150 total→ Common Stock (1,050 underlying) - Exercise/Conversion
Stock Options
2014-03-05−1,000→ 3,150 total→ Common Stock (1,000 underlying) - Sale
Common Stock
2014-03-05$26.23/sh−7,500$196,725→ 20,592.991 total - Exercise/Conversion
Common Stock
2014-03-05$14.65/sh+1,050$15,383→ 21,642.991 total - Exercise/Conversion
Common Stock
2014-03-05$9.43/sh+1,000$9,430→ 21,592.991 total - Exercise/Conversion
Common Stock
2014-03-05$12.71/sh+1,000$12,710→ 21,592.991 total - Exercise/Conversion
Stock Options
2014-03-05−7,500→ 6,200 total→ Common Stock (7,500 underlying)
Holdings
- 6,047
Restricted Stock Rights
→ Common Stock (6,047 underlying)
Footnotes (5)
- [F1]Based on the closing price on the date of the grant.
- [F2]The options vest in three equal annual installments from grant date.
- [F3]The options expire 10 years from grant date.
- [F4]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- [F5]The restricted stock units vest in three equal annual installments from grant date. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).