Thayer Jonathan W 4
4 · EXELON CORP · Filed Jul 28, 2017
Insider Transaction Report
Form 4
EXELON CORPEXC
Thayer Jonathan W
EVP and CFO
Transactions
- Sale
Common Stock
2017-07-27$38.00/sh−155,708$5,916,904→ 81,473 total - Exercise/Conversion
Common Stock
2017-07-28$21.25/sh+11,961$254,171→ 46,192 total - Sale
Common Stock
2017-07-28$38.01/sh−11,961$454,638→ 34,231 total - Sale
Common Stock
2017-07-28$38.01/sh−758$28,812→ 33,473 total - Exercise/Conversion
NQ Stock Options 02/27/2009
2017-07-27−155,708→ 11,961 totalExercise: $21.25→ Common Stock (155,708 underlying) - Sale
Common stock
2017-07-27$38.00/sh−47,242$1,795,196→ 34,231 total - Exercise/Conversion
NQ Stock Options 02/27/2009
2017-07-28−11,961→ 0 totalExercise: $21.25→ Common Stock (11,961 underlying) - Exercise/Conversion
Common Stock
2017-07-27$21.25/sh+155,708$3,308,795→ 237,181 total
Holdings
- 1,811(indirect: By 401(k))
Common Stock (401k Shares)
Footnotes (6)
- [F1]Exercise & sale of shares made pursuant to a Rule 10b5-1 Trading Plan executed on December 16, 2016.
- [F2]Shares were sold in lots ranging in price from $38.00 to $38.03. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- [F3]Shares held as of June 30, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
- [F4]Non-qualified employee stock options originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93. The grant is fully vested and will expire on the tenth anniversary of the grant date referenced in Column 1.
- [F5]Shares were sold in lots ranging in price from $38.00 to $38.04. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
- [F6]Shares were sold in lots ranging in price from $38.00 to $38.06. Mr. Thayer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.