HAMBRICK JAMES L 4
4 · LUBRIZOL CORP · Filed Mar 17, 2010
Insider Transaction Report
Form 4
HAMBRICK JAMES L
Chairman, Pres. & CEO
Transactions
- Exercise/Conversion
Common Shares
2010-03-15$30.36/sh+8,250$250,511→ 318,292 total - Sale
Common Shares
2010-03-15$88.00/sh−8,250$726,000→ 310,042 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2010-03-15−8,250→ 0 totalExercise: $30.36Exp: 2011-03-26→ Common Shares (8,250 underlying)
Holdings
- 17,487(indirect: By 401(k))
Common Shares
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2010.
- [F2]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vested in three installments as follows: 50% on March 26, 2002, 25% on March 26, 2003, and 25% on March 26, 2004.