4//SEC Filing
Cabou Christian 4
Accession 0001110803-13-000058
CIK 0001110803other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 9:26 PM ET
Size
28.8 KB
Accession
0001110803-13-000058
Insider Transaction Report
Form 4
ILLUMINA INCILMN
Cabou Christian
Sr VP & General Counsel
Transactions
- Award
Common Stock
2013-01-29+5,333→ 45,856 total - Sale
Common Stock
2013-01-30$50.62/sh−30,000$1,518,651→ 45,856 total - Sale
Common Stock
2013-01-30$50.94/sh−15,000$764,033→ 45,856 total - Sale
Common Stock
2013-01-31$50.54/sh−35,000$1,768,939→ 45,856 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-01-31−35,000→ 0 totalExercise: $13.70From: 2007-05-30Exp: 2016-05-30→ Common Stock (35,000 underlying) - Exercise/Conversion
Common Stock
2013-01-30$28.45/sh+30,000$853,500→ 75,856 total - Sale
Common Stock
2013-01-30$50.84/sh−10,500$533,842→ 45,856 total - Exercise/Conversion
Common Stock
2013-01-30$32.48/sh+10,500$341,093→ 56,356 total - Award
Performance Shares
2013-01-29+24,000→ 24,000 totalExp: 2016-01-03→ Common Stock (24,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-01-30−15,000→ 0 totalExercise: $20.04From: 2007-02-25Exp: 2017-01-25→ Common Stock (15,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-01-30−30,000→ 0 totalExercise: $28.45From: 2009-02-28Exp: 2019-01-28→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2013-01-30$20.04/sh+15,000$300,600→ 60,856 total - Exercise/Conversion
Common Stock
2013-01-31$13.70/sh+35,000$479,500→ 80,856 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2013-01-30−10,500→ 0 totalExercise: $32.48From: 2008-02-29Exp: 2018-01-29→ Common Stock (10,500 underlying)
Holdings
- 1,000(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]Grant of restricted stock units that vest as follows: 25% of the Shares subject to the Award become vested on each of the first four anniversaries of grant date, subject to Awardee's continuing to be a Service Provider on such dates.
- [F2]The sale was made pursuant to a 10b5-1 plan.
- [F3]Weighted average sale price representing 30,000 shares sold ranging from $50.37 to $50.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- [F4]Weighted average sale price representing 10,500 shares sold ranging from $50.80 to $50.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- [F5]Weighted average sale price representing 15,000 shares sold ranging from $50.88 to $51.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- [F6]Weighted average sale price representing 35,000 shares sold ranging from $50.07 to $50.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- [F7]Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2016. The number of shares issued will range from 50% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2016 relative to pre-defined objectives.
Documents
Issuer
ILLUMINA INC
CIK 0001110803
Entity typeother
Related Parties
1- filerCIK 0001364711
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 9:26 PM ET
- Size
- 28.8 KB