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4//SEC Filing

STROHM MICHAEL D 4

Accession 0001113433-12-000006

CIK 0001052100other

Filed

Dec 25, 7:00 PM ET

Accepted

Dec 26, 5:25 PM ET

Size

9.7 KB

Accession

0001113433-12-000006

Insider Transaction Report

Form 4
Period: 2012-12-14
STROHM MICHAEL D
SVP & Chief Operations Officer
Transactions
  • Sale

    Class A Common

    2012-12-14$33.25/sh19,571$650,74025,765 total(indirect: By Trust)
  • Gift

    Class A Common

    2012-12-17200138,026 total
  • Sale

    Class A Common

    2012-12-14$33.25/sh11,300$375,72512,900 total(indirect: By Trust)
  • Gift

    Class A Common

    2012-12-21125137,901 total
Footnotes (3)
  • [F1]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $33.25 to $33.26, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.
  • [F2]These shares are held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
  • [F3]These shares are held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.

Issuer

WADDELL & REED FINANCIAL INC

CIK 0001052100

Entity typeother

Related Parties

1
  • filerCIK 0001113433

Filing Metadata

Form type
4
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 5:25 PM ET
Size
9.7 KB