4//SEC Filing
STROHM MICHAEL D 4
Accession 0001113433-13-000006
CIK 0001052100other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 5:48 PM ET
Size
8.0 KB
Accession
0001113433-13-000006
Insider Transaction Report
Form 4
STROHM MICHAEL D
SVP & Chief Operations Officer
Transactions
- Sale
Class A Common
2013-02-11$40.94/sh−12,900$528,135→ 0 total(indirect: By Trust) - Sale
Class A Common
2013-02-11$40.98/sh−25,440$1,042,414→ 0 total(indirect: By Trust)
Holdings
- 163,653
Class A Common
Footnotes (4)
- [F1]These shares were held in trust for the benefit of Mr. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust
- [F2]These shares were held in trust for the benefit of Mrs. Strohm. Mr. and Mrs. Strohm are co-trustees of the trust.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $40.97 to $41.02, inclusive. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3.
- [F4]The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $40.915 to $40.9515, inclusive. The reporting person undertakes to provide to WDR, any stockholder of WDR or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001113433
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 5:48 PM ET
- Size
- 8.0 KB