WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 2, 2014
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Gift
Class A Common
2013-12-18−5,000→ 971,717 total(indirect: By Trust) - Tax Payment
Class A Common
2013-12-31$65.12/sh−24,773$1,613,218→ 946,944 total(indirect: By Trust) - Gift
Class A Common
2013-12-31−50,000→ 0 total - Gift
Class A Common
2013-12-17−5,000→ 976,717 total(indirect: By Trust) - Award
Class A Common
2013-12-31+50,000→ 50,000 total
Holdings
- 39,151(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
Footnotes (4)
- [F1]Transfer of shares for estate planning purposes.
- [F2]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F4]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.