4//SEC Filing
WADDELL & REED FINANCIAL INC 4
Accession 0001113436-16-000004
CIK 0001052100operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:48 PM ET
Size
16.9 KB
Accession
0001113436-16-000004
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Tax Payment
Class A Common
2015-12-31$28.66/sh−38,707$1,109,343→ 964,481 total(indirect: By Trust) - Award
Class A Common
2015-12-31+100,000→ 100,000 total - Gift
Class A Common
2015-12-23−5,000→ 1,008,188 total(indirect: By Trust) - Gift
Class A Common
2015-12-24−5,000→ 1,003,188 total(indirect: By Trust) - Gift
Class A Common
2015-12-31−100,000→ 0 total - Gift
Class A Common
2015-05-20−1,000→ 1,013,188 total(indirect: By Trust)
Holdings
- 38,505(indirect: By Trust)
Class A Common
- 39,151(indirect: By Trust)
Class A Common
Footnotes (4)
- [F1]Transfer of shares for estate planning purposes.
- [F2]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F4]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001052100
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:48 PM ET
- Size
- 16.9 KB