WADDELL & REED FINANCIAL INC 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 4, 2017
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Tax Payment
Class A Common
2016-12-31$19.51/sh−29,160$568,912→ 1,025,321 total(indirect: By Trust) - Gift
Class A Common
2016-12-07−10,000→ 1,054,481 total(indirect: By Trust)
Holdings
- 39,151(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
Footnotes (3)
- [F1]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F2]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.