4//SEC Filing
WADDELL & REED FINANCIAL INC 4
Accession 0001113436-17-000002
CIK 0001052100operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:46 PM ET
Size
9.3 KB
Accession
0001113436-17-000002
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Tax Payment
Class A Common
2016-12-31$19.51/sh−29,160$568,912→ 1,025,321 total(indirect: By Trust) - Gift
Class A Common
2016-12-07−10,000→ 1,054,481 total(indirect: By Trust)
Holdings
- 39,151(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
Footnotes (3)
- [F1]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F2]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001052100
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:46 PM ET
- Size
- 9.3 KB