4//SEC Filing
HERRMANN HENRY J 4
Accession 0001113436-17-000004
CIK 0001052100other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:16 PM ET
Size
7.8 KB
Accession
0001113436-17-000004
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Gift
Class A Common
2017-10-16−2,500→ 1,022,821 total(indirect: By Trust)
Holdings
- 38,505(indirect: By Trust)
Class A Common
- 39,151(indirect: By Trust)
Class A Common
Footnotes (3)
- [F1]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F2]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001113436
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 5:16 PM ET
- Size
- 7.8 KB