WADDELL & REED FINANCIAL INC·4

Nov 13, 5:16 PM ET

HERRMANN HENRY J 4

4 · WADDELL & REED FINANCIAL INC · Filed Nov 13, 2017

Insider Transaction Report

Form 4
Period: 2017-10-16
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
  • Gift

    Class A Common

    2017-10-162,5001,022,821 total(indirect: By Trust)
Holdings
  • Class A Common

    (indirect: By Trust)
    38,505
  • Class A Common

    (indirect: By Trust)
    39,151
Footnotes (3)
  • [F1]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
  • [F2]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
  • [F3]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT