HERRMANN HENRY J 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 3, 2018
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Gift
Class A Common
2017-12-28−15,000→ 1,007,821 total(indirect: By Trust) - Tax Payment
Class A Common
2017-12-31$22.34/sh−33,646$751,652→ 974,175 total(indirect: By Trust)
Holdings
- 38,505(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
- 39,151(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
Footnotes (3)
- [F1]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F2]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.