4//SEC Filing
HERRMANN HENRY J 4
Accession 0001113436-18-000002
CIK 0001052100other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:30 PM ET
Size
9.3 KB
Accession
0001113436-18-000002
Insider Transaction Report
Form 4
HERRMANN HENRY J
DirectorChief Executive Officer
Transactions
- Gift
Class A Common
2017-12-28−15,000→ 1,007,821 total(indirect: By Trust) - Tax Payment
Class A Common
2017-12-31$22.34/sh−33,646$751,652→ 974,175 total(indirect: By Trust)
Holdings
- 38,505(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
- 39,151(indirect: By Trust)
Class A Common
- 38,505(indirect: By Trust)
Class A Common
Footnotes (3)
- [F1]These shares are held in trust for the benefit of Mr. Herrmann, who is the sole trustee of this trust.
- [F2]These shares are held in trust for the benefit of Mrs. Herrmann, who is the sole trustee of this trust.
- [F3]These shares are held in trust for the benefit of Mr. Herrmann's child and that child's descendents; Mr. Herrmann is the sole trustee of this trust.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001113436
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:30 PM ET
- Size
- 9.3 KB