4//SEC Filing
HAMMOND ROBERT B 4
Accession 0001114331-18-000013
CIK 0001579910other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 6:38 PM ET
Size
13.0 KB
Accession
0001114331-18-000013
Insider Transaction Report
Form 4
Resonant IncRESN
HAMMOND ROBERT B
DirectorChief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2018-12-01+11,250→ 466,672 total - Sale
Common Stock
2018-12-04$1.70/sh−7,140$12,157→ 468,215 total - Exercise/Conversion
Restricted Stock Units
2018-12-01−8,683→ 26,049 total→ Common Stock (8,683 underlying) - Exercise/Conversion
Common Stock
2018-12-01+8,683→ 475,355 total - Exercise/Conversion
Restricted Stock Units
2018-12-01−11,250→ 22,500 total→ Common Stock (11,250 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.67 to $1.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]11,250 restricted stock units vested on each of December 1, 2017 and December 1, 2018, and installments of 11,250 restricted stock units will vest on each of December 1, 2019 and December 1, 2020.
- [F5]8,683 restricted stock units vested on December 1, 2018, and installments of 8,683 restricted stock units will vest on each of December 1, 2019, December 1, 2020 and December 1, 2021.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001114331
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 6:38 PM ET
- Size
- 13.0 KB