4//SEC Filing
Smith Kevin 4
Accession 0001116045-11-000005
CIK 0001096339other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:53 PM ET
Size
10.5 KB
Accession
0001116045-11-000005
Insider Transaction Report
Form 4
Smith Kevin
Director
Transactions
- Sale
Common Stock
2011-11-14$4.67/sh−2,000$9,350→ 197,473 total - Sale
Common Stock
2011-11-14$4.59/sh−4,000$18,360→ 193,473 total
Holdings
- 20,000(indirect: By Spouse)
Common Stock
- 25,000
Stock Option (Right to Buy)
Exercise: $0.36From: 2009-03-12Exp: 2019-03-12→ Common Stock (25,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $3.00From: 2010-04-14Exp: 2020-04-14→ Common Stock (25,000 underlying) - 35,000
Stock Option (Right to Buy)
Exercise: $3.05From: 2011-03-08Exp: 2021-03-08→ Common Stock (35,000 underlying)
Footnotes (2)
- [F1]Beneficial ownership is disclaimed by Mr. Smith.
- [F2]Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant.
Documents
Issuer
SARATOGA RESOURCES INC /TX
CIK 0001096339
Entity typeother
Related Parties
1- filerCIK 0001350050
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:53 PM ET
- Size
- 10.5 KB