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CAPSTONE VENTURES SBIC LP 5

Accession 0001116354-04-000057

CIK 0000852437other

View on SEC.gov Company Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 5:50 PM ET

Size

12.5 KB

Accession

0001116354-04-000057

Insider Transaction Report

Form 5

Period: 2004-06-30

AVATECH SOLUTIONS INCavso.ob

CAPSTONE SBIC MANAGEMENT INC

10% Owner

Transactions

Award
Option to purchase Common Stock
2004-06-30$0.91/sh+6,000$5,460→ 6,000 total(indirect: See Footnote 1)
Exercise: $0.91From: 2004-06-30Exp: 2014-06-30→ Common Stock (6,000 underlying)
Award
Common Stock
2004-04-08$0.37/sh+6,522$2,413→ 209,109 total(indirect: See Footnote 1)

FISCHER EUGENE J

Director

Transactions

Award
Option to purchase Common Stock
2004-06-30$0.91/sh+6,000$5,460→ 6,000 total(indirect: See Footnote 1)
Exercise: $0.91From: 2004-06-30Exp: 2014-06-30→ Common Stock (6,000 underlying)
Award
Common Stock
2004-04-08$0.37/sh+6,522$2,413→ 209,109 total(indirect: See Footnote 1)

SANTRY BARBARA L

10% Owner

Transactions

Award
Common Stock
2004-04-08$0.37/sh+6,522$2,413→ 209,109 total(indirect: See Footnote 1)
Award
Option to purchase Common Stock
2004-06-30$0.91/sh+6,000$5,460→ 6,000 total(indirect: See Footnote 1)
Exercise: $0.91From: 2004-06-30Exp: 2014-06-30→ Common Stock (6,000 underlying)

CAPSTONE VENTURES SBIC LP

Director

Transactions

Award
Common Stock
2004-04-08$0.37/sh+6,522$2,413→ 209,109 total(indirect: See Footnote 1)
Award
Option to purchase Common Stock
2004-06-30$0.91/sh+6,000$5,460→ 6,000 total(indirect: See Footnote 1)
Exercise: $0.91From: 2004-06-30Exp: 2014-06-30→ Common Stock (6,000 underlying)

Footnotes (1)

[F1]All reported securities are owned directly by Capstone Ventures SBIC, L.P. Capstone SBIC Management, Inc. is the general partner of Capstone Ventures SBIC, L.P. and Barbara L. Santry shares voting power over the securities with Eugene J. Fischer.

Documents

1 file

5
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

AVATECH SOLUTIONS INC

CIK 0000852437

Entity typeother

IncorporatedDE

Related Parties

1

filerCIK 0001177392

Filing Metadata

Form type: 5
Filed: Aug 11, 8:00 PM ET
Accepted: Aug 12, 5:50 PM ET
Size: 12.5 KB

View on SEC.gov