Home/Filings/5/0001116502-09-000612
5//SEC Filing

Marinello Leonard 5

Accession 0001116502-09-000612

CIK 0001042521other

Filed

Apr 15, 8:00 PM ET

Accepted

Apr 16, 10:21 AM ET

Size

7.7 KB

Accession

0001116502-09-000612

Insider Transaction Report

Form 5
Period: 2008-12-31
Transactions
  • Purchase

    Series A Non-Cumulative Perpetual Preferred Stock

    2008-10-07$4.00/sh+25,000$100,00025,000 total
  • Purchase

    Class H Warrant (right to buy)

    2008-10-07+25,00025,000 total
    Exercise: $2.50From: 2008-10-07Exp: 2012-10-07Common Stock (40,000 underlying)
Footnotes (3)
  • [F1]The securities are held jointly by the reporting person and his spouse.
  • [F2]Each four-year Class H Common Stock Purchase Warrant is exercisable for the purchase of 1.6 shares of common stock of the Issuer.
  • [F3]The warrants were purchased as part of a unit, each unit consisting of one share of Series A Non-Cumulative Perpetual Preferred Stock and one four-year Class H Common Stock Purchase Warrant. The purchase price of each unit was $4.00.

Issuer

Sun American Bancorp

CIK 0001042521

Entity typeother

Related Parties

1
  • filerCIK 0001311678

Filing Metadata

Form type
5
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 10:21 AM ET
Size
7.7 KB