PETERSON DONALD 4
4 · AVAYA INC · Filed Aug 5, 2003
Insider Transaction Report
Form 4
PETERSON DONALD
DirectorChairman, CEO and President
Transactions
- Other
Common Stock
[F1]2001-11-01+185,202→ 421,382 total - Other
Common Stock
[F1]2002-08-01+86,539→ 507,921 total - Other
Common Stock
[F1][F2]2003-08-01+86,539→ 594,460 total - Exercise/Conversion
Restricted Stock Units
[F1]2001-11-01−185,202→ 5,897,072 total→ Common Stock (185,202 underlying) - Exercise/Conversion
Restricted Stock Units
[F1]2002-08-01−86,539→ 5,983,611 total→ Common Stock (86,539 underlying) - Exercise/Conversion
Restricted Stock Units
[F1]2003-08-01−86,539→ 6,070,150 total→ Common Stock (86,539 underlying)
Footnotes (2)
- [F1]On 11/1/2001, 8/1/2002 and 8/1/2003, the reporting person had restricted stock units from prior grants vest in amounts of 185,202, 86,539 and 86,539 restricted stock units, respectively. Pursuant to an election made by the reporting person, receipt of the underlying shares was deferred by the reporting person until termination of employment, or until such time as the issuer's Corporate Governance and Compensation Committee so determines.
- [F2]Total includes 280,000 restricted stock units that have not yet vested.
Signature
Donald K. Peterson|2003-08-02