Home/Filings/4/0001116521-03-000063
4//SEC Filing

PETERSON DONALD 4

Accession 0001116521-03-000063

CIK 0001116521other

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 1:41 PM ET

Size

6.2 KB

Accession

0001116521-03-000063

Insider Transaction Report

Form 4
Period: 2003-11-01
PETERSON DONALD
DirectorChairman, CEO and President
Transactions
  • Exercise/Conversion

    Common Stock

    2003-11-01+202,500594,460 total
  • Exercise/Conversion

    Restricted Stock Units

    2003-11-01202,5005,667,486 total
    Common Stock (202,500 underlying)
Footnotes (2)
  • [F1]On 11/01/2003, the reporting person had restricted stock units from a prior grant vest in the amount of 202,500 shares of common stock. Shares of Avaya common stock underlying restricted stock units (RSUs) are issued for vested RSUs at no cost on a one-for-one basis. Pursuant to an election made by the reporting person, receipt of the underlying shares has been deferred by the reporting person under the Avaya Inc. Deferred Compensation Plan.
  • [F2]Total includes 280,000 restricted stock units from prior grants that have not vested and excludes 760,944 shares of common stock from prior vesting of awards the receipt of which has been deferred pursuant to the terms of the Avaya Inc. Deferred Compensation Plan.

Issuer

AVAYA INC

CIK 0001116521

Entity typeother

Related Parties

1
  • filerCIK 0001221544

Filing Metadata

Form type
4
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 1:41 PM ET
Size
6.2 KB