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4//SEC Filing

AVAYA INC 4

Accession 0001116521-04-000123

CIK 0001116521operating

View on SEC.gov Company Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 6:04 PM ET

Size

22.9 KB

Accession

0001116521-04-000123

Insider Transaction Report

Form 4

Period: 2004-12-15

Senior Vice President - EMEA

Transactions

Sale
Common Stock
2004-12-15$16.60/sh−40,000$664,000→ 41,181 total
Exercise/Conversion
Stock Options
2004-12-15$3.00/sh−40,000$120,000→ 1,499,656 total
Exercise: $3.00Exp: 2009-11-07→ Common Stock (40,000 underlying)
Sale
Common Stock
2004-12-16$17.00/sh−10,000$170,000→ 41,181 total
Exercise/Conversion
Stock Options
2004-12-16$6.39/sh−10,000$63,900→ 1,473,656 total
Exercise: $6.39Exp: 2009-04-18→ Common Stock (10,000 underlying)
Sale
Common Stock
2004-12-15$16.60/sh−9,656$160,290→ 41,181 total
Exercise/Conversion
Common Stock
2004-12-15$3.00/sh+40,000$120,000→ 81,181 total
Exercise/Conversion
Common Stock
2004-12-16$3.00/sh+16,000$48,000→ 57,181 total
Sale
Common Stock
2004-12-16$17.00/sh−16,000$272,000→ 41,181 total
Exercise/Conversion
Common Stock
2004-12-16$6.39/sh+10,000$63,900→ 51,181 total
Exercise/Conversion
Stock Options
2004-12-16$3.00/sh−16,000$48,000→ 1,483,656 total
Exercise: $3.00Exp: 2009-11-07→ Common Stock (16,000 underlying)

Holdings

Common Stock
17,911
Common Stock
476

Footnotes (6)

[F1]This sale was effected pursuant to a Rule 10b5-1 plan that the reporting person entered into prior to the date of this transaction.
[F2]Includes 20,000 restricted stock units from prior grants that have not vested.
[F3]Shares are held in an employee stock purchase plan account.
[F4]Shares are held in a 401(k) account.
[F5]These options were part of a grant made on November 8, 2002 and vest 1/48 each month beginning 12/8/2002.
[F6]These options were part of a grant made on April 18, 2002 that vested 1/3 on 4/18/2003 and vest 1/36 each month thereafter.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

AVAYA INC

CIK 0001116521

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001116521

Filing Metadata

Form type: 4
Filed: Dec 15, 7:00 PM ET
Accepted: Dec 16, 6:04 PM ET
Size: 22.9 KB

View on SEC.gov