4//SEC Filing
AVAYA INC 4
Accession 0001116521-06-000029
CIK 0001116521operating
Filed
May 2, 8:00 PM ET
Accepted
May 3, 6:14 PM ET
Size
15.7 KB
Accession
0001116521-06-000029
Insider Transaction Report
Form 4
JOHNSON DAVID
Senior Vice President - EMEA
Transactions
- Exercise/Conversion
Common Stock
2006-05-01$6.39/sh+15,000$95,850→ 70,895 total - Tax Payment
Common Stock
2006-05-01$11.93/sh−5,114$61,010→ 55,895 total - Sale
Common Stock
2006-05-01$11.90/sh−23,000$273,700→ 55,895 total - Exercise/Conversion
Stock Options
2006-05-01$3.00/sh−8,000$24,000→ 1,298,448 totalExercise: $3.00Exp: 2009-11-07→ Common Stock (8,000 underlying) - Exercise/Conversion
Common Stock
2006-05-01$3.00/sh+8,000$24,000→ 78,895 total - Exercise/Conversion
Stock Options
2006-05-01$6.39/sh−15,000$95,850→ 1,306,448 totalExercise: $6.39Exp: 2009-04-18→ Common Stock (15,000 underlying)
Holdings
- 21,861(indirect: see footnote)
Common Stock
Footnotes (6)
- [F1]On May 1, 2006, the reporting person had 10,000 restricted stock units (RSUs) from a prior grant vest, of which 5,114 were withheld for taxes.
- [F2]Includes 29,828 RSUs from prior grants that have not yet vested.
- [F3]This sale was effected pursuant to a Rule 10b5-1 plan that the reporting person entered into prior to the date of the transaction.
- [F4]Represents 21,380 and 481 shares of Avaya Common Stock held in the reporting person's ESPP and 401(k) accounts, respectively.
- [F5]These stock options were part of a grant made on April 18, 2002 that vested 1/3 on 4/18/2003 and vest in increments of 1/36 per month thereafter until fully vested.
- [F6]These stock options were part of a grant made on November 8, 2002 that vest in increments of 1/48 per month for 48 months beginning December 8, 2002 until fully vested.
Documents
Issuer
AVAYA INC
CIK 0001116521
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001116521
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 6:14 PM ET
- Size
- 15.7 KB