Home/Filings/4/0001116521-06-000070
4//SEC Filing

AVAYA INC 4

Accession 0001116521-06-000070

CIK 0001116521operating

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 5:01 PM ET

Size

9.4 KB

Accession

0001116521-06-000070

Insider Transaction Report

Form 4
Period: 2006-09-11
CRAVEN PAMELA
SVP, General Counsel
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2006-09-11$3.00/sh30,000$90,0001,322,792 total
    Exercise: $3.00Exp: 2009-11-07Common Stock (30,000 underlying)
  • Exercise/Conversion

    Common Stock

    2006-09-11$3.00/sh+30,000$90,000226,610 total
  • Sale

    Common Stock

    2006-09-11$11.00/sh30,000$330,000196,610 total
Footnotes (3)
  • [F1]Includes 79,828 restricted stock units that have not yet vested and 83,246 shares held by the reporting person in an account in the Avaya Inc. Deferred Compensation Plan.
  • [F2]This sale was effected pursuant to a Rule 10b5-1 plan that the reporting person entered into prior to the date of the transaction.
  • [F3]These stock options were part of a grant made on November 8, 2002 that vest in increments of 1/48 per month for 48 months beginning December 8, 2002 until fully vested.

Issuer

AVAYA INC

CIK 0001116521

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001116521

Filing Metadata

Form type
4
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:01 PM ET
Size
9.4 KB