Alliance Distributors Holding Inc.·4

Jan 11, 6:21 PM ET

CORFMAN JAMES S 4

4 · Alliance Distributors Holding Inc. · Filed Jan 11, 2006

Insider Transaction Report

Form 4
Period: 2006-01-10
Transactions
  • Purchase

    Common Stock

    2006-01-10$0.45/sh+90,000$40,500500,000 total
Holdings
  • Common Stock

    (indirect: By Theseus Fund, L.P.)
    4,400,000
Footnotes (3)
  • [F1]The reported securities are owned directly by Mr. Jim Corfman, who is a member of a "group" with Theseus Fund, L.P. ("Fund") and Corfman Capital, Inc. ("Adviser") for purposes of Section 13(d) of the Securities Exchange Act of 1934. This report is jointly filed by Mr. Jim Corfman, Fund and Adviser, all of whom are 10% owners.
  • [F2]500,00 shares of the reported securities owned following the reported transaction are owned directly by Mr. Jim Corfman.
  • [F3]4,400,000 shares of the reported securities owned following the reported transaction are owned directly by Fund, and indirectly by Adviser, the sole general partner of and discretionary investment adviser to Fund, and Mr. Jim Corfman, as sole shareholder of Adviser. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Documents

2 files
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT

  • EX-99

    JOINT FILER INFORMATION