Home/Filings/4/0001117768-11-000034
4//SEC Filing

WIGET ALOIS NIKLAUS 4

Accession 0001117768-11-000034

CIK 0001168938other

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 1:04 PM ET

Size

21.0 KB

Accession

0001117768-11-000034

Insider Transaction Report

Form 4
Period: 2011-01-20
Transactions
  • Purchase

    Warrant

    2011-01-20+164,500164,500 total(indirect: By Witrag Management Consultants SA)
    Exercise: $0.10From: 2011-01-20Exp: 2011-08-20Common Stock (164,500 underlying)
  • Purchase

    Common Stock

    2011-01-20+350,000350,000 total(indirect: By Vittoria Finance Limited)
  • Purchase

    Common Stock

    2011-01-20+205,000205,000 total
  • Purchase

    Warrant

    2011-01-20+205,000205,000 total
    Exercise: $0.10From: 2011-01-20Exp: 2011-08-20Common Stock (205,000 underlying)
  • Purchase

    Common Stock

    2011-01-20+164,500164,500 total(indirect: By Witrag Management Consultants SA)
  • Purchase

    Warrant

    2011-01-20+350,000350,000 total(indirect: By Vittoria Finance Limited)
    Exercise: $0.10From: 2011-01-20Exp: 2011-08-20Common Stock (350,000 underlying)
Holdings
  • Option to Buy

    Exercise: $1.10From: 2010-07-22Exp: 2020-01-22Common Stock (600,000 underlying)
    600,000
  • Option to Buy

    Exercise: $1.05From: 2009-05-10Exp: 2018-01-10Common Stock (100,000 underlying)
    100,000
Footnotes (4)
  • [F1]205,000 Units were issued to the Reporting Person in exchange for the conversion and extinguishing of $20,500 in debt owed by the Issuer using the conversion price of $0.10 per Unit. Each Unit consists of one (1) share of common stock of the Company, per value $0.001 per share ("Common Stock") and one (1) warrant to purchase one (1) share of Common Stock of the Company ("Warrant"). Each Warrant is exercisable for a period of eight (8) months from the date of issuance at a price of $0.10 per share.
  • [F2]350,000 Units were issued to the Vittoria Finance Limited in exchange fo rthe conversion and extinguishing of $35,000 in debt owed by the Issuer using the conversion price of $0.10 per Unit. Each Unit consists of one (1) share of common stock of the Company, per value $0.001 per share ("Common Stock") and one (1) warrant to purchase one (1) share of Common Stock of the Compnay ("Warrant"). Each Warrant is exercisable for a period of eight (8) months from the date of issuance at a price of $0.10 per share. The Reporting Person is the beneficial owned of securities held by Vittoria Finance Limited.
  • [F3]164,500 Units were issued to the Witrag Management Consultants SA in exchange for the conversion and extinguishing of $16,450 in debt owed by the Issuer using the conversion price of $0.10 per Unit. Each Unit consists of one (1) share of common stock of the Company, per value $0.001 per share ("Common Stock") and one (1) warrant to purchase one (1) share of Common Stock of the Company ("Warrant"). Each Warrant is exercisable for a period of eight (8) months from the date of issuance at a price of $0.10 per share. The Reporting Person is the beneficial owned of securities held by Witrag Management Consultants SA.
  • [F4]Pursuant to the Issuer's Stock Incentive Plan, the Issuer granted the Reporting Person a vesting option to acquire 600,000 shares of common stock at an exercise price of $1.10 per share; one-half (that is, with respect to 300,000 shares) vest on July 20, 2010, and the remaining half (with respect to the remaining 300,000 shares) vest on January 22, 2011.

Issuer

CONSTITUTION MINING CORP

CIK 0001168938

Entity typeother

Related Parties

1
  • filerCIK 0001441692

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 1:04 PM ET
Size
21.0 KB