4//SEC Filing
WARREN ROBERT C JR 4
Accession 0001118980-13-000001
CIK 0000018061other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 9:27 PM ET
Size
28.2 KB
Accession
0001118980-13-000001
Insider Transaction Report
Form 4
CASCADE CORPCASC
WARREN ROBERT C JR
DirectorPresident and CEO
Transactions
- Disposition from Tender
Common Stock
2013-03-28$65.00/sh−1,465,866$95,281,290→ 0 total(indirect: By LLC) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−1,200$78,000→ 0 total(indirect: By Spouse) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−14,392$935,480→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−22,498$1,462,370→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−72,000→ 0 totalExercise: $21.15From: 2005-05-26Exp: 2014-05-26→ Common Stock (48,572 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−75,000→ 0 totalExercise: $35.60From: 2006-06-07Exp: 2015-06-07→ Common Stock (33,923 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,500→ 0 totalExercise: $37.05From: 2007-06-06Exp: 2016-06-06→ Common Stock (1,505 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2013-03-28−76,900→ 0 totalExercise: $14.12From: 2004-05-22Exp: 2013-05-22→ Common Stock (76,900 underlying) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−100,957$6,562,205→ 22,498 total - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−93$6,045→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−22,415→ 0 totalExercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (5,635 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−26,274→ 0 totalExercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (6,015 underlying)
Footnotes (9)
- [F1]Mr. Warren disclaims beneficial ownership of Cascade Corporation common stock held by Warren Holdings, LLC, except to the extent of his pecuniary interest therein.
- [F2]Mr. Warren disclaims beneficial ownership of Cascade Corporation common stock held by his wife.
- [F3]22,498 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on May 26, 2005, were cancelled in the merger in exchange for a cash payment of $3,157,200, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F5]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 7, 2006, were cancelled in the merger in exchange for a cash payment of $2,205,000, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F6]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2007, were cancelled in the merger in exchange for a cash payment of $97,825, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F7]These stock appreciation rights, which provided for vesting in three equal annual installments beginning April 1, 2012, were cancelled in the merger in exchange for a cash payment of $366,261, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F8]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $390,957, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F9]These options, which provided for vesting in four equal annual installments beginning on May 22, 2004, were cancelled in the merger in exchange for a cash payment of $3,912,672, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
Documents
Issuer
CASCADE CORP
CIK 0000018061
Entity typeother
Related Parties
1- filerCIK 0001118980
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 9:27 PM ET
- Size
- 28.2 KB