4//SEC Filing
Ungerer Scott B 4
Accession 0001120105-09-000037
CIK 0001120105other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 6:53 PM ET
Size
18.5 KB
Accession
0001120105-09-000037
Insider Transaction Report
Form 4
INTELLON CORPITLN
Ungerer Scott B
Director
Transactions
- Disposition to Issuer
Common Stock
2009-12-15−9,997→ 0 total(indirect: Held by EnerTech Capital Partners L.P.) - Disposition to Issuer
Restricted Stock Units
2009-12-15−4,800→ 0 totalExercise: $0.00Exp: 2019-06-10→ Common Stock (4,800 underlying) - Disposition to Issuer
Common Stock
2009-12-15−85,368→ 0 total(indirect: Held by ECP II Interfund L.P.) - Disposition to Issuer
Director Stock Option (Right to Buy)
2009-12-15$2.71/sh−9,600$26,016→ 0 totalExercise: $4.59Exp: 2019-06-10→ Common Stock (9,600 underlying) - Disposition to Issuer
Common Stock
2009-12-15−2,237,920→ 0 total(indirect: Held by EnerTech Capital Partners II L.P.) - Disposition to Issuer
Restricted Stock Units
2009-12-15−23,723→ 0 totalExercise: $0.00Exp: 2019-06-01→ Common Stock (23,723 underlying)
Footnotes (9)
- [F1]Disposed of pursuant to the merger agreement among issuer, Atheros Communications, Inc. ("Atheros"), Iceman Acquisition One Corporation, and Atheros Powerline LLC, formerly known as Iceman Acquisition Two LLC (the "Merger Agreement"), in exchange for $7,452,319.50 and 324,584 shares of Atheros common stock having a market value of $32.18 per share on the effective date of the merger.
- [F2]Shares are directly held by EnerTech Capital Partners II L.P. ("ECP II LP"). Mr. Ungerer, a director of issuer, together with ECP II Management LLC, the general partner of ECP II Management L.P., ECP II Management L.P. the general partner of ECP II L.P., and William G. Kingsley, Robert E. Keith, Jr. and Mark J. DeNino, the other members of the executive board of ECP II Management LLC may be deemed to share voting and dispositive power over the shares held by ECP II LP. Mr. Ungerer disclaims beneficial ownership of shares held by ECP II LP except to the extent of any pecuniary interest therein.
- [F3]Disposed of pursuant to the Merger Agreement among issuer, Atheros, Iceman Acquisition One Corporation, and Atheros Powerline LLC, in exchange for $33,316.12 and 1,449 shares of Atheros common stock having a market value of $32.18 per share on the effective date of the merger.
- [F4]Shares are directly held by EnerTech Capital Partners L.P. ("ECP L.P."). Mr. Ungerer, a director of issuer, together with EnerTech Management, L.P., the general partner of ECP LP, EnerTech Management Company, L.P., the general partner of EnerTech Management L.P., EnerTech Management Company Manager, LLC, the general partner of EnerTech Management Company, L.P., and William G. Kingsley, Robert E. Keith and Mark J. DeNino, the other members of the executive board of EnerTech Management Company Manager, LLC, may be deemed to share voting and dispositive power over the shares held by ECP LP. Mr. Ungerer disclaims beneficial ownership of shares held by ECP LP except to the extent of any pecuniary interest therein.
- [F5]Disposed of pursuant to the Merger Agreement among issuer, Atheros, Iceman Acquisition One Corporation, and Atheros Powerline LLC, in exchange for $284,321.63 and 12,380 shares of Atheros common stock having a market value of $32.18 per share on the effective date of the merger.
- [F6]Shares are directly held by ECP II Interfund L.P. ("ECP II Interfund"). Mr. Ungerer, a director of issuer, together with ECP II Management LLC, the general partner of ECP II Interfund, and William G. Kingsley, Robert E. Keith, Jr. and Mark J. DeNino, the other members of the executive board of ECP II Management LLC may be deemed to share voting and dispositive power over the shares held by ECP II Interfund. Mr. Ungerer disclaims beneficial ownership of shares held by ECP II Interfund except to the extent of any pecuniary interest therein.
- [F7]These restricted stock units, which provided for vesting in two equal installments beginning on the first anniversary of the date of grant were converted, on substantially identical terms and conditions applicable to such awards, into restricted stock units of Atheros common stock, except that such restricted stock units represent the right to receive, upon vesting, 0.267 shares of Atheros common stock.
- [F8]These restricted stock units, which provided for 100% of the grant to vest on the first anniversary of the date of grant, were converted, on substantially identical terms and conditions applicable to such awards, into restricted stock units of Atheros common stock, except that such restricted stock units represent the right to receive, upon vesting, 0.267 shares of Atheros common stock.
- [F9]This option, 100% of which vested on December 15, 2009, was cancelled in the merger in exchange for a cash payment of $26,016.00, pursuant to the terms of the Merger Agreement.
Documents
Issuer
INTELLON CORP
CIK 0001120105
Entity typeother
Related Parties
1- filerCIK 0001292167
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 6:53 PM ET
- Size
- 18.5 KB