TELEPHONE & DATA SYSTEMS INC /DE/ 5
5 · TELEPHONE & DATA SYSTEMS INC /DE/ · Filed Jan 9, 2017
Insider Transaction Report
Form 5
VOTING TRUST
10% Owner
Transactions
- Deposit Into/Withdrawal From Voting Trust
Series A Common Shares
2016-08-04−1,439→ 6,848,246 total(indirect: By Trust)→ Common Shares (6,848,246 underlying) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-07-29−545→ 6,163,389 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Series A Common Shares
2016-06-15−1,512→ 6,848,246 total(indirect: By Trust)→ Common Shares (6,848,246 underlying) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-01-26−2,000→ 6,163,389 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-03-30−1,189→ 6,163,389 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-06-15−1,391→ 6,163,389 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-11-03−284→ 6,163,389 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-08-22−5,413→ 6,163,389 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Series A Common Shares
2016-07-18−5,890→ 6,848,246 total(indirect: By Trust)→ Common Shares (6,848,246 underlying) - Deposit Into/Withdrawal From Voting Trust
Series A Common Shares
2016-07-29−577→ 6,848,246 total(indirect: By Trust)→ Common Shares (6,848,246 underlying) - Deposit Into/Withdrawal From Voting Trust
Series A Common Shares
2016-11-03−297→ 6,848,246 total(indirect: By Trust)→ Common Shares (6,848,246 underlying) - Deposit Into/Withdrawal From Voting Trust
Common Shares
2016-08-04−1,324→ 6,163,389 total(indirect: By Trust)
Footnotes (5)
- [F1]Series A Common shares are convertible, on a share-for-share basis, into common shares.
- [F2]The trustees of the Voting Trust are Walter CD Carlson, LeRoy T. Carlson, Jr., Letitia G. Carlson, and Prudence Carlson. The Voting Trust entered into as of June 30, 1989 expires on June 30, 2035. The Voting Trust was created to facilitate long-standing relationships among the trusts certificate holders. In addition, the trustees of the Voting Trust, from time to time, commit on behalf of certain depositors in the Voting Trust dividends which would otherwise be paid to the Voting trustees and distributed to such depositors to the purchase of shares of the Company's Series A or common stock under the dividend reinvestment plan. The shares so purchased are held for the account of the Voting trustees on behalf of such depositors and are included herein. The filing of this statement shall not be construed as an admission that any voting trustee is for the purpose of Section 16 of the Act, the beneficial owner of any equity securities covered hereby.
- [F3]Includes 570,413 Series A common shares acquired pursuant to a dividend reinvestment plan.
- [F4]Includes 387,208 Common shares acquired pursuant to a dividend reinvestment plan.
- [F5]Withdraw of shares by voting trust holder