FORTUNE CARTER M 4
4 · FORTUNE INDUSTRIES, INC. · Filed Feb 18, 2009
Insider Transaction Report
Form 4
FORTUNE CARTER M
DirectorChairman10% Owner
Transactions
- Purchase
Common Stock
2009-02-13$3.75/sh+6,666$24,998→ 2,688,739 total(indirect: Note 3)
Holdings
- 4,237,852
Common Stock
- 1,810,525(indirect: Note 1)
Common Stock
- 80,000(indirect: Note 1)
Common Stock
Footnotes (3)
- [F1]As a member of a Section 13(d) Reporting Group, the Reporting Person may be deemed to be an indirect beneficial owner of the shares owned by the other member of the Control Group, John F. Fisbeck. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
- [F2]14 West, LLC acquired 6,666 shares of the Issuer's Common Stock from one of the shareholders of the Company's Precision Employee Management, LLC subsidiary through a private sale occurring pursuant to the exercise of put sale rights held by the shareholder in relation to the acquisition of Precision Employee Management, LLC by the Company in 2007.
- [F3]The Reporting Person shares an indirect beneficial ownership interest in 2,688,739 shares of Company Common Stock held by 14 West, LLC. 14 West, LLC holds a total of 2,688,739 shares of Company Common Stock.