FORTUNE CARTER M 4
4 · FORTUNE INDUSTRIES, INC. · Filed Jan 20, 2010
Insider Transaction Report
Form 4
FORTUNE CARTER M
DirectorChairman10% Owner
Transactions
- Other
Common Stock
2010-01-15+1,797,001→ 6,034,853 total - Other
Common Stock
2010-01-15−1,450,000→ 1,259,834 total(indirect: Note 2)
Footnotes (2)
- [F1]This transaction represents the disposition of shares as part of an overall settlement and distribution in connection with the termination of employment and related entity ownership positions of John F. Fisbeck. No separate share price was determined. In addition, the Reporting Person is no longer a member of a Section 13(d) Reporting Group with Mr. Fisbeck, and will no longer be reporting any indirect beneficial ownership of shares attributed to that Section 13(d) Reporting Group.
- [F2]The Reporting Person has an indirect beneficial ownership interest in 1,259,834 shares of Company Common Stock held by 14 West, LLC. 14 West, LLC holds a total of 1,259,834 shares of Company Common Stock. The Reporting Person is the sole member of 14 West, LLC.