4//SEC Filing
TAUBMAN LOUIS 4
Accession 0001121781-11-000042
CIK 0001106974other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:48 PM ET
Size
5.9 KB
Accession
0001121781-11-000042
Insider Transaction Report
Form 4
WESTERGAARD COM INC[NONE]
TAUBMAN LOUIS
DirectorExecutive V.P. & Director
Transactions
- Other
Common Stock
2011-02-11$0.00/sh−656,472$1,969→ 0 total(indirect: By LLC)
Footnotes (1)
- [F1]On February 11, 2011, a Securities Purchase Agreement was entered into by and among the Issuer, the shareholders of the Issuer listed on Schedule A attached thereto (the "Sellers") and Silver Rock Capital Ltd. ("Silver Rock"), pursuant to which the Sellers sold certain shares of the Issuer's Common Stock that they owned to Silver Rock (the "Agreement"). TriPoint Capital Advisors, LLC ("TriPoint") was one of the Sellers. The Reporting Person, Mr. Taubman, holds a 30% indirect ownership interest in TriPoint and as such, is filing this form to report the sale pursuant to the Securities Purchase Agreement of 656,472 shares of Issuer common stock that TriPoint owned. On the same day of the Agreement, Mr. Taubman resigned as a member of the Issuer's board of directors and all officer positions he held.
Documents
Issuer
WESTERGAARD COM INC
CIK 0001106974
Entity typeother
Related Parties
1- filerCIK 0001163771
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:48 PM ET
- Size
- 5.9 KB