Home/Filings/4/0001121781-13-000451
4//SEC Filing

GUIDED THERAPEUTICS INC 4

Accession 0001121781-13-000451

$GTHPCIK 0000924515operating

Filed

Dec 4, 7:00 PM ET

Accepted

Dec 5, 10:48 AM ET

Size

11.7 KB

Accession

0001121781-13-000451

Insider Transaction Report

Form 4
Period: 2013-11-13
Imhoff John E
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2013-11-27$0.40/sh+1,466,420$586,5689,264,789 total
  • Disposition to Issuer

    Warrants

    2013-11-13+1,446,4200 total
    Exercise: $0.65Exp: 2014-03-01Common Stock (1,466,420 underlying)
  • Award

    Warrants

    2013-11-13+1,466,4201,466,420 total
    Exercise: $0.40Exp: 2013-11-27Common Stock (1,466,420 underlying)
  • Exercise/Conversion

    Warrants

    2013-11-27+1,466,4200 total
    Exercise: $0.40Exp: 2013-11-27Common Stock (1,466,420 underlying)
Footnotes (3)
  • [F1]The warrants were immediately exercisable upon issuance on July 6, 2012.
  • [F2]On November 13, the issuer canceled, pursuant to the issuer's 2013 warrant exchange program, warrants exercisable for 1,466,420 shares of the issuer's common stock with an exercise price of $0.65 per share, issued to the reporting person on July 6, 2012. In exchange, the reporting person received new warrants exercisable for 1,466,420 shares of the issuer's common stock, with an exercise price of $0.40 per share and an expiration date of November 27, 2013.
  • [F3]The warrants were immediately exercisable upon issuance on November 13, 2013.

Issuer

GUIDED THERAPEUTICS INC

CIK 0000924515

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000924515

Filing Metadata

Form type
4
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 10:48 AM ET
Size
11.7 KB