GUIDED THERAPEUTICS INC 4
4 · GUIDED THERAPEUTICS INC · Filed Dec 5, 2013
Insider Transaction Report
Form 4
Imhoff John E
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2013-11-27$0.40/sh+1,466,420$586,568→ 9,264,789 total - Disposition to Issuer
Warrants
2013-11-13+1,446,420→ 0 totalExercise: $0.65Exp: 2014-03-01→ Common Stock (1,466,420 underlying) - Award
Warrants
2013-11-13+1,466,420→ 1,466,420 totalExercise: $0.40Exp: 2013-11-27→ Common Stock (1,466,420 underlying) - Exercise/Conversion
Warrants
2013-11-27+1,466,420→ 0 totalExercise: $0.40Exp: 2013-11-27→ Common Stock (1,466,420 underlying)
Footnotes (3)
- [F1]The warrants were immediately exercisable upon issuance on July 6, 2012.
- [F2]On November 13, the issuer canceled, pursuant to the issuer's 2013 warrant exchange program, warrants exercisable for 1,466,420 shares of the issuer's common stock with an exercise price of $0.65 per share, issued to the reporting person on July 6, 2012. In exchange, the reporting person received new warrants exercisable for 1,466,420 shares of the issuer's common stock, with an exercise price of $0.40 per share and an expiration date of November 27, 2013.
- [F3]The warrants were immediately exercisable upon issuance on November 13, 2013.