Home/Filings/4/0001122304-18-000174
4//SEC Filing

HARRINGTON RICHARD J 4

Accession 0001122304-18-000174

CIK 0001122304other

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 4:41 PM ET

Size

14.4 KB

Accession

0001122304-18-000174

Insider Transaction Report

Form 4
Period: 2018-11-28
Transactions
  • Disposition to Issuer

    Phantom Stock Units

    2018-11-286,0000 total
    Common Stock (6,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-11-289900 total
    Common Stock (990 underlying)
  • Disposition to Issuer

    Deferred Restricted Stock Units

    2018-11-2820,829.1390 total
    Common Stock (20,829.139 underlying)
  • Gift

    Common Stock

    2018-11-079,3030 total
  • Disposition to Issuer

    Phantom Stock Units

    2018-11-2813,075.9380 total
    Common Stock (13,075.938 underlying)
Footnotes (4)
  • [F1]Units accrued under the Non-Employee Director Compensation Plan (the "Plan") pursuant to deferral of Director Fees. These Units were canceled pursuant to the terms of the Plan in exchange for an amount (the "Unit Amount") in cash for each Unit equal to the closing price of Aetna Common Stock on the last trading day prior to the closing date under the merger agreement (the "Merger Agreement") between CVS Health Corporation and Aetna Inc. ("Aetna").
  • [F2]Previously reported Units granted under the Plan. These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the Unit Amount.
  • [F3]Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.
  • [F4]Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.

Issuer

AETNA INC /PA/

CIK 0001122304

Entity typeother

Related Parties

1
  • filerCIK 0001275566

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 4:41 PM ET
Size
14.4 KB