STEYER THOMAS F 4
4 · CAPITALSOURCE INC · Filed May 1, 2006
Insider Transaction Report
Form 4
STEYER THOMAS F
10% OwnerOther
Transactions
- Award
Phantom Stock
2006-04-27+1,068→ 3,466 total→ Common Stock (1,068 underlying) - Award
Phantom Stock
2006-04-27$23.40/sh+1,282$29,999→ 4,748 total→ Common Stock (1,282 underlying)
Footnotes (6)
- [F1]Each share of phantom stock represents the right to receive one share of common stock.
- [F2]These shares of phantom stock are payable upon termination of the reporting person's service as a director, a date selected by the reporting person or as provided in the Issuer's Deferred Compensation Plan, a form of which was filed with the Securities and Exchange Commission on February 2, 2004 as Exhibit 10.21 to the Issuer's Registration Statement on Form S-1/A (Reg. No. 333-112002).
- [F3]Steyer, together with certain entities and individuals affiliated with Farallon Capital Management, L.L.C. and Farallon Partners, L.L.C. and identified in the Form 4s filed by Steyer and such entities and individuals on March 14, 2006 with respect to the Issuer's common stock (together, the "Farallon Form 4s"), may be deemed members of a group holding equity securities of the Issuer. None of the information in this Form 4 may be deemed to be an admission that any of Steyer and such entities and individuals are members of such group.
- [F4]As reported in the Farallon Form 4s, Steyer may be deemed to be a beneficial owner of the securities reported in the Farallon Form 4s. Steyer disclaims any beneficial ownership of any of the Issuer's securities reported in the Farallon Form 4s for purposes of Rule 16(a)-1(a) under the Securities Exchange Act of 1934, as amended, or otherwise.
- [F5]The 1,068 phantom stock units reported in this row represent the annual equity grant issued by the Issuer to each of the members of its Board of Directors pursuant to the Issuer's Deferred Compensation Plan, which grant Steyer elected to receive in the form of phantom stock units.
- [F6]The 1,282 phantom stock units reported in this row represent director compensation paid to Steyer by the Issuer which Steyer elected to receive in the form of phantom stock units pursuant to the Issuer's Deferred Compensation Plan.