Home/Filings/4/0001123292-09-000105
4//SEC Filing

PLACEK RICHARD C 4

Accession 0001123292-09-000105

CIK 0001157647other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 12:54 PM ET

Size

9.9 KB

Accession

0001123292-09-000105

Insider Transaction Report

Form 4
Period: 2009-02-02
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.01 per share

    2009-02-02$4.39/sh+17,064$74,91132,083 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-02-02+17,0640 total
    Exercise: $4.39Exp: 2012-07-26Common Stock (17,064 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $10.04Exp: 2017-08-28Common Stock (39,000 underlying)
    39,000
  • Common Stock, par value $0.01 per share

    (indirect: By Spouse)
    19,235
Footnotes (4)
  • [F1]Includes a restricted stock award of 14,000 shares granted to the reporting person under the Westfield Financial, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the second installment scheduled to vest on August 28, 2009.
  • [F2]All options are currently exercisable.
  • [F3]Includes 4 additional shares that were omitted due to a calculation error on the originally filed Form 4. These options were adjusted pursuant to a reorganization at a rate of 3.28138, or 34,126, with 17,062 previously reported as exercised.
  • [F4]Reflects a grant of stock options to the reporting person under the Westfield Financial, Inc. 2007 Stock Option Plan that vests as follows: annually in 20% increments with the second installment scheduled to vest on August 28, 2009.

Issuer

WESTFIELD FINANCIAL INC

CIK 0001157647

Entity typeother

Related Parties

1
  • filerCIK 0001241431

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 12:54 PM ET
Size
9.9 KB