4//SEC Filing
GINNS JONATHAN J 4
Accession 0001123292-12-000782
CIK 0001533454other
Filed
Jul 31, 8:00 PM ET
Accepted
Aug 1, 7:19 PM ET
Size
6.8 KB
Accession
0001123292-12-000782
Insider Transaction Report
Form 4
GINNS JONATHAN J
Director
Transactions
- Disposition to Issuer
Common Units Right
2012-07-30$14.00/sh−2,437,500$34,125,000→ 0 total(indirect: See footnotes)Exercise: $14.00→ Common Units (2,437,500 underlying)
Footnotes (3)
- [F1]On July 30, 2012, the underwriters of the Issuer's initial public offering exercised their right to purchase 2,437,500 additional Common Units pursuant to an over-allotment option, which closed on July 31, 2012. The net proceeds from the exercise of the over-allotment option were distributed by the Issuer to Northern Tier Holdings LLC ("Holdings").
- [F2]The securities reported in this statement were held by Holdings. Northern Tier Investors, LLC ("Investors LLC") is the sole owner of the common interests in Holdings. The sole member of Investors LLC is Northern Tier Investors LP ("Investors LP"). The general partner of Investors LP is NTI GenPar LLC. ACON Refining Partners, L.L.C. ("Refining") owns 48.75% of the Class A common units in Investors LP and 50% of the limited liability company interests in NTI GenPar LLC. AIP V GenPar, L.L.C. ("GenPar") is the managing member of Refining. ACON Funds Management, L.L.C. ("Management") is the managing member of GenPar. Mr. Ginns is a managing member and equity holder of Management. Mr. Ginns disclaims beneficial ownership of the securities reported herein.
- [F3]cont'd: Neither the filing of this statement nor anything herein shall be deemed an admission that Mr. Ginns is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities covered by this statement.
Documents
Issuer
Northern Tier Energy LP
CIK 0001533454
Entity typeother
Related Parties
1- filerCIK 0001162242
Filing Metadata
- Form type
- 4
- Filed
- Jul 31, 8:00 PM ET
- Accepted
- Aug 1, 7:19 PM ET
- Size
- 6.8 KB