TD AMERITRADE HOLDING CORP 4
4 · TD AMERITRADE HOLDING CORP · Filed Mar 10, 2014
Insider Transaction Report
Form 4
RICKETTS MARLENE M
10% Owner
Transactions
- Gift
Common Stock
2013-12-31−34,668→ 13,873,725 total - Gift
Common Stock
2013-12-31+34,668→ 13,908,393 total - Sale
Call Option (obligation to sell)
2014-03-06$3857945.00/sh−1$3,857,945→ 1 totalExercise: $36.01From: 2014-09-15Exp: 2014-09-15→ Common Stock (3,000,000 underlying)
Holdings
- 36,274,906(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Transfer of shares, for no consideration, as a charitable donation.
- [F2]On 12/31/13, the reporting person's spouse gifted 34,668 shares to the reporting person. On the same day, the reporting person gifted 34,668 shares to eight different organizations, resulting in no change to the number of shares directly owned.