4//SEC Filing
TD AMERITRADE HOLDING CORP 4
Accession 0001123292-14-000291
CIK 0001173431operating
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 2:35 PM ET
Size
9.3 KB
Accession
0001123292-14-000291
Insider Transaction Report
Form 4
RICKETTS MARLENE M
10% Owner
Transactions
- Gift
Common Stock
2013-12-31−34,668→ 13,873,725 total - Gift
Common Stock
2013-12-31+34,668→ 13,908,393 total - Sale
Call Option (obligation to sell)
2014-03-06$3857945.00/sh−1$3,857,945→ 1 totalExercise: $36.01From: 2014-09-15Exp: 2014-09-15→ Common Stock (3,000,000 underlying)
Holdings
- 36,274,906(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Transfer of shares, for no consideration, as a charitable donation.
- [F2]On 12/31/13, the reporting person's spouse gifted 34,668 shares to the reporting person. On the same day, the reporting person gifted 34,668 shares to eight different organizations, resulting in no change to the number of shares directly owned.
Documents
Issuer
TD AMERITRADE HOLDING CORP
CIK 0001173431
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001173431
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 2:35 PM ET
- Size
- 9.3 KB