4//SEC Filing
TD AMERITRADE HOLDING CORP 4
Accession 0001123292-14-000292
CIK 0001173431operating
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 2:36 PM ET
Size
8.6 KB
Accession
0001123292-14-000292
Insider Transaction Report
Form 4
RICKETTS J JOE
Director10% Owner
Transactions
- Gift
Common Stock
2013-12-31−152,503→ 36,274,906 total - Gift
Common Stock
2013-12-31−34,668→ 13,873,725 total(indirect: By Spouse) - Sale
Call Option (obligation to sell)
2014-03-06$3857945.00/sh−1$3,857,945→ 1 totalExercise: $36.01From: 2014-09-15Exp: 2014-09-15→ Common Stock (3,000,000 underlying)
Footnotes (1)
- [F1]Of the 152,503 shares gifted by the reporting person on 12/31/13, 34,668 shares were gifted to the reporting person's spouse. On the same day, the reporting person's spouse gifted 34,668 shares to eight different organizations.
Documents
Issuer
TD AMERITRADE HOLDING CORP
CIK 0001173431
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001173431
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 2:36 PM ET
- Size
- 8.6 KB