4//SEC Filing
CAPITALSOURCE INC 4
Accession 0001123292-14-000342
CIK 0001241199operating
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:26 PM ET
Size
16.1 KB
Accession
0001123292-14-000342
Insider Transaction Report
Form 4
Lowrey Douglas Hayes
Pres./CEO - CapitalSource Bank
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-14−300,000→ 0 totalExercise: $4.76Exp: 2020-07-29→ Common Stock (300,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-14−250,000→ 0 totalExercise: $2.99Exp: 2019-05-15→ Common Stock (250,000 underlying) - Exercise/Conversion
Common Stock
2014-03-14$4.76/sh+300,000$1,428,000→ 912,094 total - Exercise/Conversion
Common Stock
2014-03-14$7.08/sh+280,000$1,982,400→ 1,192,094 total - Sale
Common Stock
2014-03-14$14.70/sh−754,380$11,086,293→ 437,714 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-14−280,000→ 280,000 totalExercise: $7.08Exp: 2022-09-28→ Common Stock (280,000 underlying) - Exercise/Conversion
Common Stock
2014-03-14$2.99/sh+250,000$747,500→ 612,094 total
Footnotes (3)
- [F1]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $14.66 to $14.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The options are fully vested.
- [F3]The option is vested with respect to 280,000 shares and vests with respect to the remaining shares on September 28, 2014.
Documents
Issuer
CAPITALSOURCE INC
CIK 0001241199
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001241199
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 4:26 PM ET
- Size
- 16.1 KB