CAPITALSOURCE INC|4Mar 18, 4:26 PM ET

CAPITALSOURCE INC 4

4 · CAPITALSOURCE INC · Filed Mar 18, 2014

Form 4

Period: 2014-03-14

Pres./CEO - CapitalSource Bank

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-14−300,000→ 0 total
Exercise: $4.76Exp: 2020-07-29→ Common Stock (300,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-14−250,000→ 0 total
Exercise: $2.99Exp: 2019-05-15→ Common Stock (250,000 underlying)
Exercise/Conversion
Common Stock
2014-03-14$4.76/sh+300,000$1,428,000→ 912,094 total
Exercise/Conversion
Common Stock
2014-03-14$7.08/sh+280,000$1,982,400→ 1,192,094 total
Sale
Common Stock
2014-03-14$14.70/sh−754,380$11,086,293→ 437,714 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-14−280,000→ 280,000 total
Exercise: $7.08Exp: 2022-09-28→ Common Stock (280,000 underlying)
Exercise/Conversion
Common Stock
2014-03-14$2.99/sh+250,000$747,500→ 612,094 total

Footnotes (3)

[F1]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $14.66 to $14.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F2]The options are fully vested.
[F3]The option is vested with respect to 280,000 shares and vests with respect to the remaining shares on September 28, 2014.

Documents

1 file