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4//SEC Filing

Amos John P. 4

Accession 0001123292-18-000676

CIK 0000881524other

Filed

May 1, 8:00 PM ET

Accepted

May 2, 7:47 PM ET

Size

8.6 KB

Accession

0001123292-18-000676

Insider Transaction Report

Form 4
Period: 2018-04-30
Amos John P.
DirectorChief Executive Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2018-04-30+2,700,0002,700,000 total
    Exercise: $0.37Common Stock (2,700,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2018-04-30+200,000200,000 total
    Exercise: $0.37Common Stock (200,000 underlying)
Footnotes (4)
  • [F1]Awarded as an inducement grant of stock options pursuant to reporting person's offer letter dated April 30, 2018. One fourth (1/4th) of the total number of shares underlying the option vest on April 30, 2019, and one forty-eighth (1/48th) of the total number of shares underlying the option vest on a monthly basis thereafter, subject to the reporting person continuing to be a Service Provider (as defined in the Issuer's 2018 Inducement Equity Incentive Plan) on the relevant vesting dates.
  • [F2]The option expires on the earlier of (a) April 30, 2025 and (b) the twelve (12) month anniversary of the date the reporting person ceases to be a Service Provider (as defined in the Issuer's 2018 Inducement Equity Incentive Plan).
  • [F3]The total number of shares underlying the option will vest subject to satisfaction of a performance target involving the Issuer's market capitalization on or prior to April 30, 2021 and the reporting person continuing to be a Service Provider (as defined in the Issuer's 2010 Equity Incentive Plan) upon satisfaction of such target.
  • [F4]The option expires on the earlier of (a) April 30, 2025 and (b) the twelve (12) month anniversary of the date the reporting person ceases to be a Service Provider (as defined in the Issuer's 2010 Equity Incentive Plan).

Issuer

VIVUS INC

CIK 0000881524

Entity typeother

Related Parties

1
  • filerCIK 0001738557

Filing Metadata

Form type
4
Filed
May 1, 8:00 PM ET
Accepted
May 2, 7:47 PM ET
Size
8.6 KB