4//SEC Filing
Reynolds Barry D. 4
Accession 0001123292-18-000737
CIK 0001310114other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 6:49 PM ET
Size
13.5 KB
Accession
0001123292-18-000737
Insider Transaction Report
Form 4
Reynolds Barry D.
Director
Transactions
- Other
Common Stock
2018-05-18+20,207→ 3,946,412 total(indirect: By Housatonic Micro Fund SBIC, LP) - Award
Common Stock
2018-05-16+35,366→ 70,617 total - Other
Common Stock
2018-05-18+14,381→ 2,808,642 total(indirect: By Housatonic Equity Investors IV, LP) - Other
Common Stock
2018-05-18−35,251→ 35,366 total - Other
Common Stock
2018-05-18+663→ 129,478 total(indirect: By Housatonic Equity Affiliates IV, LP)
Footnotes (6)
- [F1]The reported shares are represented by restricted stock units or RSUs. All of the RSUs vest on May 16, 2019.
- [F2]Pursuant to the policies of Housatonic Partners, the Reporting Person is deemed to hold the reported securities for the benefit of Housatonic Equity Investors IV, L.P. ("HEI IV"), Housatonic Equity Affiliates IV, L.P. ("HEA IV") and Housatonic Micro Fund SBIC, L.P. ("HMF SBIC"). Accordingly, HEI IV, HEA IV and HMF SBIC may be deemed the indirect beneficial owners of the securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
- [F3]Represents the transfer of shares received by the Reporting Person upon the vesting and settlement of RSUs granted to the Reporting Person for service on the issuer's board of directors on May 16, 2018, for no additional consideration, as follows: 14,381 shares to HEI IV, 663 shares to HEA IV, and 20,207 shares to HMF SBIC. Pursuant to the policies of Housatonic Partners, the Reporting Person was deemed to hold these securities for the benefit of HEI IV, HEA IV and HMF SBIC.
- [F4]The securities are owned by HMF SBIC. The Reporting Person is Manager of Housatonic Micro Partners SBIC, L.L.C. which serves as the general partner of HMF SBIC. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HMF SBIC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
- [F5]The securities are owned by HEI IV. The Reporting Person is a Manager of Housatonic Equity Partners IV, L.L.C. ("HEP IV") which serves as the general partner of HEI IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEI IV. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his proportionate pecuniary interest therein.
- [F6]The securities are owned by HEA IV. The Reporting Person is a Manager of HEP IV which serves as the general partner of HEA IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEA IV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
Documents
Issuer
SERVICESOURCE INTERNATIONAL, INC.
CIK 0001310114
Entity typeother
Related Parties
1- filerCIK 0001516262
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 6:49 PM ET
- Size
- 13.5 KB