PRECIGEN, INC.·4

Mar 17, 6:34 PM ET

SHAPIRO ROBERT B 4

4 · PRECIGEN, INC. · Filed Mar 17, 2020

Insider Transaction Report

Form 4
Period: 2020-03-13
Transactions
  • Award

    Restricted Stock Units

    2020-03-13+62,18962,189 total
    Common Stock (62,189 underlying)
  • Award

    Common Stock

    2020-03-13$2.01/sh+31,343$62,999123,551 total
  • Award

    Option to Purchase Common Stock (Right to Buy)

    2020-03-13+96,32496,324 total
    Exercise: $2.01From: 2020-03-13Exp: 2030-03-13Common Stock (96,324 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    82,966
Footnotes (4)
  • [F1]The shares were issued to the reporting person in lieu of an annual retainer of $63,000.
  • [F2]Shares held in the Robert B. Shapiro Revocable Trust.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.
  • [F4]The restricted stock units vest in full on March 13, 2021.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT