4/A//SEC Filing
ACON Funko Manager, L.L.C. 4/A
Accession 0001123292-20-000820
CIK 0001704711other
Filed
May 28, 8:00 PM ET
Accepted
May 29, 4:40 PM ET
Size
9.6 KB
Accession
0001123292-20-000820
Insider Transaction Report
Form 4/AAmended
Funko, Inc.FNKO
ACON Funko Manager, L.L.C.
Director10% Owner
Transactions
- Award
Stock Option (Right to buy)
2019-06-25+11,781→ 11,781 total(indirect: See footnote)Exercise: $23.55Exp: 2029-06-25→ Class A common stock (11,781 underlying) - Award
Restricted Stock Units
2019-06-25+4,776→ 4,776 total(indirect: See footnote)→ Class A common stock (4,776 underlying)
Footnotes (3)
- [F1]Represents a grant of an option to purchase 3,927 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on June 25, 2020.
- [F2]Represents a grant of 1,592 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 25, 2020.
- [F3]Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001721560
Filing Metadata
- Form type
- 4/A
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 4:40 PM ET
- Size
- 9.6 KB