4//SEC Filing
ACON Funko Manager, L.L.C. 4
Accession 0001123292-20-000932
CIK 0001704711other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 30, 9:11 AM ET
Size
10.0 KB
Accession
0001123292-20-000932
Insider Transaction Report
Form 4
Funko, Inc.FNKO
ACON Funko Manager, L.L.C.
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2020-06-25+4,776→ 4,776 total(indirect: See footnote) - Exercise/Conversion
Restricted Stock Units
2020-06-25−4,776→ 0 total(indirect: See footnote)→ Class A common stock (4,776 underlying)
Holdings
- 4,207,513(indirect: By ACON Funko Investors Holdings 1, L.L.C.)
Class A Common Stock
Footnotes (4)
- [F1]Represents a grant of 1,592 Restricted Stock Units ("RSUs") on June 25, 2019 to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vested in full on June 25, 2020.
- [F2]Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.
- [F3]ACON Funko Manager, L.L.C. is (x) the sole manager of, and exercises voting and investment power over shares held by, ACON Funko Investors, L.L.C. and (y) the sole managing member of, and exercises voting and investment power over shares held by, ACON Funko Investors Holdings 1, L.L.C.
- [F4]Voting and investment decisions at ACON Funko Manager, L.L.C. are made by a board of managers, the members of which are Bernard Aronson, Kenneth Brotman, Jonathan Ginns, Daniel Jinich, Andre Bhatia and Aron Schwartz. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or any other purpose.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001721560
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 30, 9:11 AM ET
- Size
- 10.0 KB