CARNIVAL PLC·4

Apr 2, 11:30 AM ET

BAND SIR JONATHON 4

4 · CARNIVAL PLC · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Carnival (CUK) Director Sir Jonathon Band Sells 12,000 Shares

What Happened

  • Sir Jonathon Band, a director of Carnival plc (CUK), sold a total of 12,000 trust shares in two open-market/private sale transactions: 12 shares on 2026-03-31 at $24.98 ($300) and 11,988 shares on 2026-04-01 at $26.19 ($313,966), totaling approximately $314,266. These were sales (not purchases), which are often routine insider liquidity events rather than an explicit statement about company prospects.

Key Details

  • Transaction dates and prices:
    • 2026-03-31: 12 shares @ $24.98 = $300
    • 2026-04-01: 11,988 shares @ $26.19 = $313,966
  • Total sold: 12,000 shares for about $314,266.
  • Shares owned after the transactions: not specified in the provided filing.
  • Filing date: 2026-04-02 (as reported to the SEC).
  • Footnotes:
    • F1: These are "Trust Shares" representing beneficial interests in the P&O Princess Voting Trust tied to Carnival plc’s special voting share (they are paired with Carnival Corporation common stock due to the DLC structure).
    • F2: Includes shares acquired via dividend reinvestment in the reporting person's account.

Context

  • The transactions are labeled as sales (code S) and appear to be open-market or private sales; no exercise, grant, gift, or 10b5-1 plan is indicated in the provided details.
  • Trust Shares stem from the historical dual-listed company (DLC) structure between Carnival plc and Carnival Corporation; they represent a beneficial interest in Carnival plc’s special voting share and are paired with Carnival Corporation common stock.

Insider Transaction Report

Form 4
Period: 2026-03-31
Transactions
  • Sale

    Trust Shares (beneficial Interest in Special Voting Share)

    [F1][F2]
    2026-03-31$24.98/sh12$30064,589.336 total
  • Sale

    Trust Shares (beneficial Interest in Special Voting Share)

    [F1]
    2026-04-01$26.19/sh11,988$313,96652,601.336 total
Footnotes (2)
  • [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
  • [F2]Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account.
Signature
/s/ Sir Jonathon Band|2026-04-02

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT