CARNIVAL PLC·4

May 7, 5:14 PM ET

weinstein joshua ian 4

4 · CARNIVAL PLC · Filed May 7, 2026

Research Summary

AI-generated summary of this filing

Updated

Carnival CEO Joshua Weinstein Surrenders 1,024,917 Trust Shares

What Happened

  • Joshua I. Weinstein, CEO of Carnival plc (CUK), reported dispositions to the issuer on May 7, 2026: 318,385.235 Trust Shares and 706,532 Trust Shares (total 1,024,917.235 Trust Shares). The shares were surrendered to Carnival plc and canceled in connection with the DLC Unification and Redomiciliation transactions. No price or cash proceeds were reported (Disposed = N/A).

Key Details

  • Transaction date: 2026-05-07 (both dispositions).
  • Transaction type/code: Disposition to the issuer (D) — surrender/cancellation, not an open-market sale.
  • Share counts: 318,385.235 and 706,532 (total 1,024,917.235 Trust Shares).
  • Price/proceeds: N/A — Trust Shares were surrendered for no consideration per the filing.
  • Shares owned after transaction: filing does not state a numeric post-transaction holding for Trust Shares; the filing notes the Trust Shares beneficially owned by the reporting person were surrendered and canceled. The reporting person did not dispose of any Carnival Corporation securities.
  • Footnotes: F1 explains these are Trust Shares representing a beneficial interest in Carnival plc’s special voting share and are paired with Carnival Corporation common stock; F2 explains the surrender/cancellation occurred due to the DLC Unification and Redomiciliation.
  • Filing timeliness: Report period and filing date are both May 7, 2026 — no late filing indicated.

Context

  • This was a corporate reorganization-driven surrender of Trust Shares tied to the DLC Unification and Redomiciliation, not a market sale. There were no cash proceeds, so this transaction should not be read as a conventional insider sell signal. Trust Shares are a special instrument paired with Carnival Corporation common stock; the filing notes Weinstein did not dispose of Carnival Corporation securities in the transaction.

Insider Transaction Report

Form 4Exit
Period: 2026-05-07
weinstein joshua ian
DirectorChief Executive Officer
Transactions
  • Disposition to Issuer

    Trust Shares (beneficial Interest in Special Voting Share)

    [F1][F2]
    2026-05-07318,385.2350 total
  • Disposition to Issuer

    Trust Shares (beneficial Interest in Special Voting Share)

    [F1][F2]
    2026-05-07706,5320 total(indirect: By Trust)
Footnotes (2)
  • [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
  • [F2]On May 7, 2026, Carnival Corporation and Carnival plc completed the previously announced DLC Unification and Redomiciliation Transactions (the "DLC Unification and Redomiciliation"), pursuant to which Carnival plc became a wholly-owned subsidiary of Carnival Corporation Ltd. In connection with the consummation of the DLC Unification and Redomiciliation, the Trust Shares beneficially owned by the Reporting Person were surrendered to Carnival plc for no consideration, and then canceled. The Reporting Person did not dispose of any Carnival Corporation securities in connection with the DLC Unification and Redomiciliation.
Signature
/s/ Josh Weinstein|2026-05-07

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT